Lawyer Guo Jinhui was invited to conduct reputation risk management training and simulation exercises for Guokai Securities

2024 11/29

Recently, Guo Jinhui, Senior Partner of Gaopeng Law Firm, and his legal team were invited by Guokai Securities Co., Ltd. to conduct reputation risk management training and simulation exercises for the executives, departments, and subsidiary employees of Guokai Securities.



In the business training section, Lawyer Guo first introduced several recent cases of reputation incidents in the securities industry and introduced the theme of this training; Secondly, Lawyer Guo, based on the internal reputation risk management regulations of Guokai Securities and his own experience, explained to the company's executives and employees of various departments and subsidiaries the division of responsibilities in Guokai Securities' reputation risk management process, as well as how to respond to reputation incidents; Finally, regarding the issue that reputation risks in the securities industry mostly originate from employees' personal social media platforms and instant messaging tools, Lawyer Guo explained the requirements of Guokai Securities for the use of employees' personal social media platforms and instant messaging tools.


In the simulation exercise, employees from various departments who participated combined the training content to practice and answer questions on how to handle reputation risk management events in the simulation case. Lawyer Guo provided on-site professional guidance. This training has achieved good results.


About Guokai Securities


Guokai Securities is a securities company directly controlled by China Development Bank, which was renamed after the acquisition of all equity of the original Aviation Securities by the Development Bank. On December 15, 2016, Guokai Securities introduced two strategic investors, CGN Capital Holdings and Hubei Provincial Transportation Investment Group, with a registered capital of 9.2125 billion yuan. On September 25, 2017, Guokai Securities officially changed to a limited liability company with a registered capital of 9.5 billion yuan. As of the end of 2023, Guokai Securities' total consolidated assets amounted to 46.322 billion yuan, and it has repeatedly topped the gold medal list of Chinese financial institutions, winning awards such as "Best Social Responsibility Securities Company of the Year" and "Best Bond Business Securities Company of the Year".