On the afternoon of April 14, 2023, Lawyer Guo Jinhui, Senior Partner of Gaopeng Law Firm, and Lawyer Li Jun, Senior Partner, were invited to conduct a business training on the theme of "Legal Risks and Response to Securities Misrepresentation by Securities Companies" for the investment banking headquarters of Hongta Securities Co., Ltd. through a Tencent conference.

Screenshot of courseware content

In this training, firstly, Lawyer Guo introduced the situation of securities false statement lawsuits involving domestic securities companies in accordance with current laws and regulations, regulatory policies, judicial practices, and other aspects, including the development process, trend characteristics, and reasons for the high incidence of false statement lawsuits in the past two years; Secondly, analyze the key issues of false statement lawsuits involving securities companies in the stock and bond markets; Finally, Lawyer Guo provided strategies and suggestions for securities companies to prevent and respond to civil compensation risks in securities false statement lawsuits.

Hongta Securities, fully known as Hongta Securities Co., Ltd., was listed on the Shanghai Stock Exchange on July 5, 2019. Hongta Securities Co., Ltd. was co sponsored by 13 well-known domestic enterprises, including Hongta Group, on the basis of restructuring the securities business of three trust and investment companies in Yunnan Province (Yunnan International Trust and Investment Company, Yunnan Golden Edition Trust and Investment Co., Ltd., Kunming International Trust and Investment Company), A comprehensive securities company established with the approval of the China Securities Regulatory Commission.

Gaopeng Institute will continue to adhere to the service tenet of "integrity and excellence" and provide customers with high-quality legal services.